Category Archives: On Character

Archetypes and Characters in Stories

Archetypes - Gandalf in Lord of the Rings

Gandalf as one of the Mentor Archetypes in Lord of the Rings

In his book, The Writer’s Journey, Christopher Vogler, a veteran story consultant for major Hollywood studios, offers us eight character archetypes found, in one or other combination, in many successful stories.

They are the Hero, Mentor, Threshold Guardian, Herald, Shapeshifter, Shadow, Ally, and Trickster.

Most writers are familiar with some of these archetypes, albeit by different names, such as the Protagonist (Hero), Antagonist (Shadow), and Sidekick (Ally). Others, such as the Shapeshifter and Trickster, however, are less obvious.

The Trickster and Shapeshifter Archetypes

The Trickster represents mischief and the desire for change in the story. Clowns and comical sidekicks are examples of this sort of character. A chief psychological function of the Trickster is to cut the Hero’s ego down to size, typically through humour, in order to spotlight some absurdity in his thoughts and actions.

The Trickster’s dramatic function, as distinct from his psychological one, is to add comic relief to the tale. Some Tricksters may even rise to the level of a Trickster Hero, such as Bug’s Bunny or Duffy Duck. Eddie Murphy’s character in Beverly Hills Cop, captures many of the energies of this archetype, disrupting the Californian police system, while remaining unchanged himself.

The Shapeshifter expresses the energy of the animus and anima, which, in Jung’s psychology, characterises the male and female elements in our unconscious mind. We all embody aspects of the opposite sex within us, traits which are often repressed by society. We are told that girls play with dolls and teddies, and boys with cars and guns. When they cross over, it creates conflict in the characters, which, in story terms, enriches the plot.

The Shapeshifter’s dramatic function is to bring uncertainty and suspense to the tale. When the Hero keeps enquiring, “Is he friend or foe? Does she love me? Will she betray me?” a Trickster is generally present. A famous Trickster, who also embodies the attributes of the Shadow (Antagonist), is Iago who helps push Othello to murder and despair.

Women, portrayed through sudden changes in mood and appearance, typically make great Shapeshifters. In Fatal Attraction, for example, the woman quickly shifts from passionate lover to murderous harpy when the man with whom she is having an affair tries to end it.

Wizards, witches, and ogres are typical of this archetype in fairytales. The femme fatale, found in the noir films of the forties and fifties, finds deadly expression in cop and detective stories – Sharon Stone in Basic Instinct, or Kathleen Turner in Body Heat.

Archetypes, then, allows us to create more complex characters by mixing them together to create more unique characters. At the same time, they allows us to map and track the psychological and dramatic requirements of a story – a boon to any writer’s toolkit.

Summary

Understanding the psychological and dramatic function of archetypes allows us to mix specific elements from each. The result is new, exciting, and viable characters for our stories.

Structuring Emotion in the Novel and Screenplay

Emotion in the novelIN a recent article I wrote about how to avoid blunting the creative impulse resulting from excessive preparation of a novel or screenplay.

I suggested that for some writers knowing the protagonist’s obsessive desires, then placing obstacles in her way, is enough to start us writing.

But for those who need to know a little more about character motivation from the start, what other background facts would be helpful?

Character Motivation in a Novel or Screenplay

In a chapter on shaping character Lagos Egri suggests that we first need to understand the underlying causes of obsessive desire for a specific goal. Is the action driven by jealousy, as in Othello? If so, we need to know that before jealousy there is suspicion; before suspicion there is antagonism – a primary motivator of hate; before antagonism there is disappointment.

Identifying the underlying emotions that drive our characters will help us propel them through the story. Strong ambition, for example, implies the need for fame, wealth, power. But all of these might stem from a suppressed but potent sense of insecurity. In constructing that particular sort of character, then, the writer knows that she has to include scenes which explore these emotions.

In my YA novel, The Land Below, Nugget’s hatred for Paulie, the story’s protagonist, arises from jealousy. Anthea, the girl he loves, seems to like Paulie, a mere labourer, more than him. Being a senator’s son, Nugget believes he is the superior choice. Her preference for Paulie, undermines his fragile confidence in himself.

Additionally, he fears that his failure to procure Anthea will diminish him in the eyes of his father, whose success is difficult to emulate. Coming up with a plan to defeat Paulie, therefore, stems from his jealousy, which in turn, springs from his insecurity.

In brief, then, exploring the chain of emotions that results in a character’s obsessive desire, is a useful spur to the writing process.

Summary

Know what lies behind your protagonist’s desire to achieve some tangible goal, prior to starting your screenplay or novel.

Simplifying Compelling Characters

Compelling CharactersCRAFTING compelling characters for your screenplays and novels is a basic requirement for any successful story. A plot without compelling characters to drive it will seem trite and unconvincing.

There is no shortage of advice on how to set about creating successful characters for your stories – from writing lengthy and detailed backstories, their moral, political, social, and ideological viewpoints, to details about their personal tastes. What food do they like? What’s their favorite colour? Do they have all their teeth? And so on, seemingly, ad infinitum.

Truthfully, I have always found such an approach daunting and demotivating.

Certainly, the writer needs to know how a character will react to certain challenges presented by the plot. And, yes, character reaction needs to be rooted in who the character truly is. But do we really need to have prior knowledge of his dental health, unless that impacts the plot directly?

My personal experience has been that delving too long and too deep into the background of the characters may actually block the writing of a story. I get diverted and eventually lost in the details. Indeed, certain details, which initially seem like beacons of inspiration, often create a confusing kaleidoscope of colors that derail progress.

Writing compelling characters need not be that complicated

The point is that for some writers, the act of writing embodies an organic, perhaps even spontaneous fusion of many serendipitous elements – textures, senses, feelings, values, facts, intuitions, plot points. Pre-planning for them is an almost impossible task because many are often discovered on the fly.

My approach to theory, therefore, has been to learn as much about the different aspects of the craft as possible, identify, in broad strokes, the overall direction of the plot and the chief motivation of my characters, then get down to writing.

In her book, The Novelist’s Guide, Margret Geraghty, stresses that in order to get to the heart of a character we need to know what that character wants – and not wants in some mild, would-like-to-have sort of way, but wants in a compelling, urgent, obsessive way.

Is it love? Then our character must desire it more than anything else in the world.

Is it wealth? She must be willing to push herself to breaking point to acquire it.

Is it revenge? He must be willing to risk death to get it.

In my latest story, The Nostalgia of Time Travel, my protagonist, Benjamin Vlahos is trapped by an all engulfing sense of loss resulting from the accidental death of his wife, Miranda. His unyielding desire to try to rewrite the past, through cutting-edge physics, drives his every thought and action.

Not only does this sort of obsessive desire increase the intensity of a character, but it gives the story direction. After all, the character’s wants are what drive the tale forward.

Just think of Hamlet’s desire to avenge his father’s murder, or Cinderella’s compulsion to go to the ball, or Heathcliff’s obsession with Cathy.

You get the picture.

Which brings me back to my opening remarks: what must I know about a character before I begin writing her story?

I need to know what she desires and how far she is willing to go to achieve it. I can then begin to generate the plot by placing obstacles in the path of that desire.

Summary

Know your character’s compelling desires before you begin writing her story.

Are your Stories Plot or Character Driven?

Plot and character in Gladiator

Plot and Character: Russel Crow as Maximus in Gladiator

Students of writing often ask how character relates to plot. Which is more important, or at least, where should the emphasis fall?

Some argue that genre is the lens that focuses the writer’s attention on one or the other. A whodunit, they suggest, is more plot-driven than a European art film that concentrates more on character.

But need this be absolutely the case? Would concentrating on both not serve to enrich any story, regardless of its genre? Especially because plot and character are so deeply interwoven, that you can’t invoke one without invoking the other?

How character affects plot

The following analogy is helpful: Plot is to character as a beam of light is to a prism passing through it. The prism refracts the flow of the plot.

Slap a Nazi officer on the cheek and you’re likely to get shot. Slap one of the twelve disciples instead, and he may well offer you the other cheek. Both reactions, which might be pivotal turns in the story, are influenced by the personality, beliefs, and ideology of the characters involved.

In the film Gladiator, for example, can you imagine Maximus failing to fight back against the Emperor who has poisoned him, then stabbed him with his sword in one-to-one combat in the arena?

Much more fitting is that Maximus pull the Emperor’s sword from his belly with his bare hands and use it to stab the Emperor to death with it.

This action is only possible because of who Maximus is, a man of immense will and strength who is determined to revenge the death of his family and save Rome from being ruled by a madman. His action is in keeping with his character.

And so it should be with any character whatever the magnitude of his actions, since, in terms of narrative construction, actions are nothing more than responses to challenges and opportunities presented to the characters of a story.

Summary

The plot of a story is directed through the prism of character.

Do your Minor Characters Have Character?

Minor charactersIn his book, Your Screenplay Sucks, William M. Akers admonishes us to make all our characters, even minor characters, memorable and fascinating in some way. He believes that no role is insignificant unless you make it so.

In Body Heat, for example the writer gives assistant D.A. Ted Danson, one of several minor characters, an interesting habit – he pretends he is Fred Astaire, often doing little dance steps as he swings across the room much to the bewilderment or amusement of others. It is a small thing but this makes his character interesting. He stays in our minds long after the film has ended.

In the film, Down Periscope, one of the the minor characters, Seaman 2nd Class ‘Sonar’ Lavacelli is blunt and a bit of a roughneck, but he is also loyal. He has amassed an impressive collection of whales sounds on tape. When, during the war game, he finds himself in the presence of an enemy ship, he plays the sounds of whales having sex in order to confuse and divert the attention of the enemy away from the submarine.

Eccentric behaviour often does wonders to beef up a minor character. Imagine a character who is so obsessed with order and neatness that he measures the distance of every object in his room after cleaning to ensure that it is in precisely the same position as before. This not only speaks volumes about his character, but it is visually interesting to watch.

Or someone who is so spotless that she washes and shines the vegetable cans she has purchased before placing them in the cupboard for storage.

You get the idea. Go have fun with the minor characters in your stories by giving them interesting and fascinating things to do.

Summary

Make each character colorful or unique in some way in order to make her memorable and fascinating.

Distinguishing Between the Hero’s Inner and Outer Motivation in Stories

MotivationDictionary.com defines motivation as ‘the act or an instance of motivating, or providing with a reason to act in a certain way.’

As a technical device in stories motivation can be understood as something that involves two interwoven aspects – inner and outer persuasion.

Motivation Within and Without

Typically, the hero’s inner motivation springs from his mental life – his values, needs, background. These elements, in turn, guide the physical actions that arise in response to some outer challenge or opportunity, in other words, his outer motivation.

Importantly, it is the outer goal that first catches a reader’s or audience’s attention, ordering the events of the story in a visceral way – as in a story about a man who uses his superpowers to try and save the world. Any inner persuasion lies beneath the surface of the tale and is revealed as the story progresses. The outer motivation, then, is the initial cause that starts the hero down a certain path.

Inner motivation, however, is important because it helps to keep the hero’s physical actions to that path. Together, outer and inner motivation form an integrated unit – the description of the event-driven action and its justification.

The Terminator, for example, is about a waitress who wants to prevent a time-traveling cyborg from murdering her. That is her outer goal. But her ability to do so needs to be grounded in her traits of resilience and determination.

Ghostbusters is about a fired university researcher, and his team, who wants to make cash by ridding clients of ghosts. Acumen in the paranormal field and the need to survive in a harsh real-world environment outside the university result in the creation of a ghost-busting business.

In Breaking Bad, Walter White’s desire to provide for his family in light of his seemingly fatal illness, drives him to cook meth. But as the story progresses we realise that he is increasingly propelled by a desire to regain the power and reputation he lost when he sold his share of his company years previously, for a pittance. In one telling moment, he demands of a dangerous drug distributor, “Say my name!”

The hero’s inner and outer motivation, respectively, then, can be understood as his physical response to the goal, guided by his reasons for doing so.

Summary

Inner motivation explains why the hero physically responds to some challenge or opportunity, outwardly, in the way that he does.

How to Make Your Story Believable

Believable Characters

The utterly believable Tony Curtis and Jack Lemmon in Some Like it Hot

How do you make the characters in your films and novels believable?

In his book, Film Scriptwriting: A Practical Manual, Dwight V. Swain offers us two principles that underpin verisimilitude in stories – justification for everything that happens in the tale and a proportional response from the character to the events that confront him.

Believable Characters

Justification boils down to the readers and audiences believing that given a specific personality type, a character would react to a challenge, to any sort of stimulus really, precisely in the way that he does. In short, if your readers understand why your character acts in a specific way, they will experience his actions as believable and appropriate.

But it is also important to render a character’s actions in proportion to the stimulus that initiates them.

Exaggerated, unmotivated behaviour, under normal circumstances, can spoil a scene. If a girl turns down a casual request for a date from a man she hardly knows and he then proceeds to burst into tears, his behavior would be considered an overreaction.

If, on the other hand, a child were to run into a room, screaming and bleeding, and her mother were to ignore her in order to finish her bridge game, we would consider her behaviour as an underreaction.

Over and under reactions are major flaws that undermine believability in stories.

In Some Like It Hot, the director, Billy Wilder, was asked why he opened the film with the St. Valentine’s Day Massacre. He explained that he needed to provide the audience with a powerful reason why the two musicians, Jack Lemmon and Tony Curtis, would dress up in girls’ clothes (used to generate the many priceless moments in the film). Their need to hide their identities from the mob makes their behaviour credible.

Summary

A character’s actions will be believable if they are justifiable and proportional to the event that initiates them.

Conflict through Dilemma in Novels and Screenplays

DilemmaWHAT sort of choice or dilemma makes for the best dramatic conflict in stories?

In his seminal book, Story, Robert McKee reminds us that the choice between good and evil or between right and wrong is not a choice at all. It might generate conflict at the level of the plot between the protagonist and his world, but this conflict is two dimensional.

Conflict Through Dilemma

McKee illustrates the point by asserting that Attila the Hun would never be conflicted about invading, murdering, plundering. It is, after all, why he led his armies across two continents. He has no choice but to act in the way he does. It is only in the eyes of his victims that he is seen as evil.

In order to generate conflict within the character, as well as between him and those who oppose him – to make the conflict three dimensional – the character must experience a dilemma.

In the supernatural romance, Dona Flor and her Two Husbands, for example Dona faces a choice between a new husband who’s warm, secure, faithful but dull, and her old one who’s exciting, sexy, but dead – although he appears to her in the flesh and as insatiable as ever. She is caught between choosing a boringly safe life versus a mad, macabre, but emotionally exciting one.

In my bestselling first novel, Scarab, the protagonist, Jack Wheeler has to choose between two conflicting scenarios. In a world that has been reset to eliminate the death of the woman he loves, he can declare his love for her once more, but risk the possibility, no matter how remote, of recycling the events that led to her death. Or he can keep his feelings for her a secret and eliminate any possibility of a risk. His uncertainty makes his choice a hard one, since there is no evidence to suggest that telling her he loves her would endanger her life at all. That is the nature of a dilemma – no clear choice.

Placing your protagonist in a dilemma, then, is a powerful dramatic technique that not only drives the plot forward, but makes the character’s actions unpredictable and engrossing.

Summary

Placing your protagonist in a dilemma generates inner conflict that escalates the tensions between himself and other characters in the story.

In Stories It Is All About Emotions

EmotionsI have often written about the importance of soliciting emotions in the stories we write.

Yet, the topic is of such monumental importance that I can’t write about it often enough.

Emotions, Emotions, Emotions

In her book, The Novelist’s Guide, Margret Geraghty reminds us that soliciting emotion for the characters in our stories is the single most important thing we need to master. Here’s an extract from Katherine Mansfield’s, The Fly, that has stayed in my memory from the first time I read it.

A fly has fallen into an ink pot and can’t get out. The other character, referred to only as the boss, watches its desperate struggles with glee.

“Help! Help! said those struggling legs. But the sides of the ink pot were wet and slippery; it fell back again and began to swim. The boss took up a pen, picked up the fly out of the ink, and shook it on a piece of blotting paper. For a fraction of a second, it lay still on the dark patch that oozed around it. Then the front legs waved, took hold, and, pulling its small, sodden body up, it began the immense task of cleaning the ink from its wings … it succeeded at last, and, sitting down, it began, like a minute cat, to clean its face. Now one could imagine that the little front legs rubbed against each other, lightly, joyfully. The horrible danger was over; it had escaped; it was ready for life again.

But then, the boss had an idea. He plunged the pen back into the ink, leaned his thick wrist on the blotting paper, and, as the fly tried its wings, down came a heavy blot. What would it make if that? The little beggar seemed absolutely cowed, stunned, and afraid to move because of what would happen next. But then, as if painfully, it dragged itself froward. The front legs waved, caught hold, and more slowly this time, the task began from the beginning.”

This goes on until the fly is dead. If we can feel compassion for a fly, imagine what we can feel for animals and humans.

Emotion can also be present for the reader or audience, but be hidden from a character who may not yet understand it, such as a child. In my novella, The Nostalgia of Time Travel, I use this technique subtly to suggest a sense of unease in the relationship between a mother and her brother-in-law, as experienced through the sensibility of a child:

“One hot afternoon, my father’s older brother, Fanos, a mechanic with the merchant Greek navy, sailed into our lives, without warning, like a bottle washing out to shore. He carried a small black suitcase in his right hand. The hand was stained by a faded blue tattoo of an anchor that started at the wrist and ended at the knuckles. I found myself staring at it at every opportunity.

Would it be fine if he stayed with us for several days, while his ship underwent repairs at the port of Piraeus, he wanted to know?

My father, who seemed both pained and glad to see him, said it would be, if that was all right with my mother. My mother had nodded and rushed out to the backyard to collect the washing from the clothes line. She had trudged back in and made straight for the bedroom where she proceeded to fold, unfold, and refold the clothes. She did this so many times that I thought she was testing out some new game, before asking me to play.”

The boy may not understand the underlying conflict, but we do, and that makes it doubly effective.

Summary

Use the emotions of your characters to bind your readers and audiences to your stories.

How to write Nonhuman Characters

Nonhuman CharactersWe often need to create nonhuman characters in the stories we write – animals, robots, talking trees.

In Creating Unforgettable Characters, Linda Seger reminds us that human characters achieve dimensionality by highlighting their human attributes.

Highlighting nonhuman attributes of dogs, such as barking louder or digging faster to get the buried bone, will not make them more endearing. To achieve that we must give them human personality.

We need to do at least three things: choose one or two attributes that will help create character identity, understand the associations the audience itself brings to the character, and create a strong story context to deepen the character.

Attributes in themselves do not give enough interest and variety. Audiences need to project associations onto them. Nowhere is this more clearly seen than in advertising.

Reader and Audience Association with Nonhuman Characters

Mercedes is branded as the car of engineering, Ford represents quality, and so on. By associating the car with a certain quality you get the rub-off or halo effect. In advertising this causes the consumer to want to purchase the product. In films and novels the effect draws us closer to the characters through our projecting personal feelings onto them.

In producer Al Burton’s TV series, Lassie, the dog part is written in a way that allows the animal to become part of the family, a best friend to the adults and their son. Through this deft move the series becomes family viewing, and not merely a kid’s show.

A character such as King Kong, however, brings very different associations. He comes from the South Seas. He is enveloped in a dark, mysterious, and terrifying aura. His associations include a vague knowledge of ancient rituals, human sacrifice, and dark, unrepressed sexuality. We, as adults, are frightened of King Kong because we bring to his character our apprehensions of the unknown.

In my novel, Scarab, the Man-Lion, a mythical creature in the likeness of the Spinx of Giza, carries the same sort of frightening mystery and intrigue. Its dark fascination for the reader is generated more by the power of association than a detailed description in the pages of the novel.

Understanding the power of association and how to use it, then, is a crucial part of creating and positioning characters in your stories, and in the market place.

Summary

Highlighting specific human characteristics in nonhuman characters, and using them to amplify our reader’s and audience’s personal experience, helps to make them more engaging.